To be accepted as LAD the legal entity must satisfy the DCSX of their expertise. They shall substantiate their ability to provide an adequate level of service to issuers by demonstrating that they have sufficient substance (number of employees staff with relevant experience of corporate finance and listing matters), or have access to such staff through satisfactory contractual arrangements with third parties. The LAD’s (or contracted third parties’) Executives must have suitable qualifications relating to the securities industry or a suitable allied/related profession (such as lawyer or accountant or similarly qualified person with relevant experience).
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